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PART OF OUR LUMEN CORE SYSTEM

Controls Deficiency Tracker

A Microsoft 365 solution that centralises deficiency management, improves oversight, and supports more effective reporting.

Reimagine self-assessments

The Problem: Manual tracking often evolves over time into multiple spreadsheets managed by different individuals, creating fragmented data and inconsistent reporting. Without a central source of information, audit teams can spend significant time consolidating records, validating updates, and preparing outputs for management reporting.

The Solution: Our Control Deficiency Tracker moves this process into SharePoint, creating a centralised register that can be securely accessed, filtered, and updated by authorised users.

Key Features of the Self-Assessment Tool

Replace manual audit spreadsheets with intelligent, automated assessment forms integrated directly into your Microsoft 365 workflow.

Central Register

All control deficiencies stored in one structured system.

Flexible Categorisation

Track by audit, entity, area, risk, date, financial year and more.

Controlled Access

Manage permissions for contributors, reviewers, and oversight teams.

Reporting Ready

Prepare management reports quickly using live SharePoint data.

Built for Better Oversight

By centralising deficiency tracking, organisations improve visibility over recurring issues, overdue items, and trends across reporting periods. Teams spend less time maintaining spreadsheets and more time analysing what the findings mean.

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Bring Control Tracking Into One Place

Empower your audit and risk teams with intelligent automation for Microsoft 365. Reduce administrative overhead and gain deeper insights.

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